Can a Good Catholic Be Wealthy? - Part IV of IV - Stocks Vs Mutual Funds

This is the last post of the 4-part series of "CanCatholics), exclude buying individual stocks because
a Good Catholic Be Wealthy?" I hope by this time,the losses can be so great. Mutual funds have
I have convinced you that it is morally acceptableemerged to be the vehicle of choice for many.
for a Catholic to be wealthy. Although in theory,Because they invest in many stocks, chances of
this is not difficult to accept, there seems to belosing 80% of the original investment is very slim.
an unwritten rule against anyone making lots ofTo any responsible person, mutual funds are the
money in a short span of time without actuallyway to go. It must be a way to go for Catholics
working for it. I believe this thinking, at least inas well, is it not? I will go to argue that it is not
part, has stemmed from our understanding of thefor several reasons.
original curse, "Cursed be the ground because ofWhy Investing in Stocks is Superior to Investing
you! In toil shall you eat its yield all the days ofin Mutual Funds in Every Way
your life...By the sweat of your face shall you get1. Ethical Investing - If you own a mutual fund,
bread to eat" (Gen 3:17, 19).can you tell me what are its top 10 holdings? No?
The perfect example of such a way of earningWhat about its top 5 holdings? Still no? What
income is, of course, gambling. No work isabout its top holding? Well, then you're in serious
involved in gambling (unless you're counting cardstrouble, my friend! As this blog will explore more
in Blackjack!). Any earnings or losses result purelydown the road, ethical investing is a big part of
from chance. Especially in fundamentalist circles,Catholic investing! We are morally obligated to
gambling is considered a sin. What does theinvest in companies that do not act contrary to
Catholic Church say about gambling? We don'tthe laws of God. For example, did you know that
need to look far...the Catechism of the CatholicMerck produces vaccines made in part from
Church (CCC) paragraph 2413 states:aborted fetal tissue? If the mutual fund that you
Games of chance (card games, etc.) or wagersbought owns Merck, you are indirectly putting
are not in themselves contrary to justice. Theyyour money in a company that may be acting
become morally unacceptable when they deprivecontrary to your conscience. If you want to
someone of what is necessary to provide for hisinvest ethically in a mutual fund, you should keep
needs and those of others. The passion forup to date with the hundreds of companies that it
gambling risks becoming an enslavement. Unfairowns and ensure that each and every company
wagers and cheating at games constitute graveare acting in at least ethically neutral ways. On the
matter, unless the damage inflicted is so slightother hand, it would be much easier to do
that the one who suffers it cannot reasonablyresearch on just a few companies.
consider it significant.2. Mutual funds are not immune to market
Therefore, the Church has exonerated gambling!downturns - as most mutual fund investors just
Next time you win a few bucks at the casino,found out the hard way in 2008-2009, mutual
you don't have to lie about it to your friends atfunds can drop by as much as 50% in a bear
church. The caveat is that the likelihood ofmarket. If you think by buying mutual funds,
gambling leading to sin cannot be underestimated.you're reducing your risk, you may want to do
It can lure us into various sins including several ofsome rethinking. Mutual funds simply own multiple
the 7 deadly sins: greed, wrath, envy, lust andstocks and if those stocks drop by 50%, there is
even pride.nothing preventing the fund from dropping by that
Using your imagination, you can visualize someonemuch as well. Your best bet against this drop is to
who has fallen or is on the verge of falling into sinspend some time doing your homework and buy
because of gambling. He would have broughtrock solid stocks (or even liquidate in a bear
much of his family's savings to the casino and lostmarket).
it all, getting involved with loan sharks, lying to his3. Mutual funds really don't do that great - it's
wife, etc. etc. Much of this type of visualizationsimple math. By investing in many stocks, a
can be transferred to someone in the stockmutual will achieve the average of the returns of
market. It's the year 1999 and our imaginaryall of the stocks. Even if the fund manager has a
"investor" friend has witnessed his co-workersfew awesome picks, those great returns will
make a killing buying stocks like Cisco and Nortelalways be dampened by the underperforming
Networks. He soon sells all of his bonds andstocks. Why would you want to get an average
mutual funds and buys the above mentionedreturn anyway? If you look at the S&P 500
stocks. At first, he sees his investment grow byindex, from August 1999 to August 2009, the
20% in a couple of months. Then, towards thereturn was -22%. Say what? Yes, you would
end of the year 2000, his stocks begin to sink.have lost 22% if you bought a S&P 500
Thinking that they would bounce back, he takes aindex fund 10 years ago. That is the reality of the
line of credit and "averages down", buying more.market average. On the other hand, if you had
A few months later, the stocks continue to drop.bought and held Apple (Ticker: AAPL) for the
This time, he re-mortgages his house andsame period, you would have made more than
averages down even more. By the time the800%. How difficult was that? Not very!
summer of 2002 comes around, he has lost moreGoing back to Genesis...in the beginning, God did
than 80% of his original investment and is in a tonnot intend for us to have to toil to make a living.
of debt. There is very little doubt that investing inSo, why would it be contrary to His will to invest
stocks has led him to sin. He has put his own wellin stocks to earn good returns, as long as we
being along with his family's into jeopardy.invest in ethical companies and in responsible
This type of "investor" is among many who giveways? In future posts, we shall explore together
true investors a bad rep. They are the ones whothese various aspects of investing. Of course, we'll
create a bad aura around stock investing. Thus,learn how to make some good money in the
responsible investing, for many people (includingmarket as well!