How Investor Emotions Help Us Make Bad Investment Decisions

There are many different reasons why people3. Market Expansion - Here, the economy is
choose to invest in equities, however it becomeshumming along, companies are reporting record
a lot more difficult to pick the right equities andprofits and tremendous financial strength.
avoid the wrong ones. In many cases, investorsInvestors are more willing to invest because of
find themselves buying into companies that arethe hope such numbers tend to offer, but are
highly valued and selling them weeks, months, orsometimes reluctant to get into equities because
even years later once their value has all butthey want to get in on a pullback. These pullbacks
disappeared. This is what is known as the cycle ofmay or may not happen.
investor emotions which, not surprisingly, are4. Market Peak - Here, the markets are at their
parallel to the market cycle.most expensive and the bulk of the gains would
There are four (some argue five) documentedhave been priced into equity prices by now.
emotions when it comes to the market cycle.However, worried that they have already missed
1. Trough - At this stage, the market has reachedtoo much, investors will often jump in at this
its bottom. Most recently, that would have beenstage - very little is underperforming by now
March 9, 2009. Emotionally, however, jumping intoanyway. There are little, if any, signs that the
the market is difficult because the market haseconomic expansion will end, rates are high and
dropped so much that equities are out of favorthe general sentiment is euphoric.
and other asset classes (like high yield bonds andAnd then of course, the market turns around,
gold, most recently) became the flavor of thebeginning the stage of denial that keeps people
day. Overall, people are demoralized andinvested in equities that they should actually dump.
discouraged about equities and often opt to "cutThey will wait until the trough before offloading
their losses" at this stage before it gets anyand switching into another asset class which, by
worse.then, is not only unwise, but too late.
2. Recovery - At this stage, the market isThese investor emotions are quite real. After all,
starting to turn around. There is still negativeunlike professional investment managers who play
economic data, yet more and more companieswith other people's money, individual investors can
are reporting better financial results. Still, investorsassociate overtime, sacrifice, blood and tears with
are doubtful and stay away in fear of atheir hard-earned investments, making themselves
"double-dip" or their other investments are stillthat much more sensitive to pain associated with
performing quite well.losses.