Not Taking a Risk is Risky! - Why High Yield Dividend Stocks Make Sense in a Retirement Account

A great many investors including those in or nearothers, the high yield is due to a perceived risk
to retirement were burned by the bubble, andthat may not actually be there. In the case of
then again by the crash resultant from theBusiness Development Companies, Master Limited
sub-prime mortgage crisis. Many took what wasPartnerships, and Real Estate Investment Trusts,
left of their portfolios and squirreled the balancea high yield may, at least partially, be a result of
away in safe havens such as CD's, treasury bills,the tax free status of these organizations.
and cash. In so doing they "protected" theAdditionally, frequently all like equities drop in
remains of their investment principal, but as aconcert with a similar stock that has announced
result, they missed the spectacular broad basedsome sort of serious problem, only to pop back
market rebound that began in the spring of 2009up again when it is determined that it is only the
and ran through the balance of the year. By beingone stock that is in trouble.
"scared out of the market" they did preciselyFor example, when one REIT announces a large
what is the bane of any portfolio. They sold outloss, the whole sector suffers. When one oil
at the bottom.refinery has a fire, all refinery stocks are
OK, so the market had a spectacular last threeimpacted. A savvy investor watches for these
quarters in 2009. Will this continue as we proceed"gifts" that the market offers. An irrational drop in
through 2010? Or is the sell-off that we saw lasta sound company offers a special opportunity
week the beginning of another down turn? Nowhen that company is a high yield dividend payer.
one knows. We do know that inflation is in check.As the stock price of a dividend paying equity
We can be relatively certain that low interestgoes down, the yield goes up. By watching a
rates will remain in place until employmentgroup of high yield dividend paying stocks
improves. It also appears that quarterly profits willcarefully, and knowing the fundamentals of each,
generally exceed last year's, and it looks like GDPit is not rocket science to see when an
(Gross Domestic Product) will grow in the area ofopportunity presents itself. Plus high quality
2.5 to 3% as opposed to shrinking during thedividend paying stocks offer a second cushion
recession. These are all indicators that should beduring downturns since they continue to pay
positive for the market. On the other hand, nodividends despite fluctuations in price.
one knows when inflation will start to rear its uglyProper due diligence (doing one's homework) does
head, and with geopolitical tensions high, terroristtake time and effort, but is ALWAYS worthwhile
threats lurking in the shadows, global warming andfor the serious investor. Anyone looking to
health care still question marks, there is plenty ofmaintain and/or build a significant dividend stream
reason for the bears to believe that anotherfor their retirement should take the time
down turn looms ahead. So, while it appears thatnecessary to know and understand the universe
a perhaps less robust continuation of the reboundof stocks that they are focused on. Being sure
is likely, no one has the proverbial crystal ball. Sothat the stocks that you invest in meet your
the question remains, what to do in these unsureinvestment criteria and fall within your tolerance
and unpredictable times? If an investor hasfor risk is very important both for your peace of
money sitting on the sidelines is it best to leave itmind, and greatly improves the likelihood of
there recognizing the risk of not keeping up withmeeting your investment objectives. If you are
potentially rising inflation, but protecting it from aalready in retirement, placing a segment of your
possible decline in the markets?portfolio in high yield stocks will greatly enhance
Investing in a diversified portfolio including growthyour income. If you are younger and building a
stocks, bonds, international equities, and incomeportfolio for retirement, considering the inclusion
producing stocks, etc. provides somewhat of aof high yield dividend stocks, in a long term dollar
cushion based on the theory that while somecost averaging program, is very prudent. You will
sectors will be down, others will be up. This isnot only be buying more shares when the price
often the case, and I am a firm believer inof the stock is down, but your purchasing power
diversification with a structure based on eachwill be enhanced by the dividends that you will be
individual investor's age, tolerance for risk, andable to reinvest.
investment style. Where I deviate from the normBeing proactive in rebuilding your portfolio can be
is the inclusion of high yield, dividend paying,very rewarding. While there is risk involved, is it
income bolstering, equities as a significant segmentreally more risky than staying out of the market
of my portfolio. Most brokers and investmentand missing the moves up, missing potential capital
advisors are wary of investments that yield overgains, and, in the case of high yield dividend
6%, and run from any investment yielding 10+%.equities, missing the opportunity to earn very high
The logic being that any equity paying at thesedividend yields regardless of whether the overall
lofty levels is doing so due to the high riskmarket goes up or down?
involved. In some cases this is absolutely true. In