Nuts and bolts of Mutual Funds – Indian Context

Introduction:schemes with insurance cover also. This is the real
Mutual is a type of investment vehicle wheregrowth in the mutual fund sector. It attracts the
investors pool their resources in order toeyes of all segments.
participate in a portfolio of securities. Portfolio isMutual funds collect the funds from the investor
the combination of various assets. Investingand invest the same in securities and converted in
directly in stock market is risky and requiresunits. Initially each unit priced at Rs. 10 and
professional knowledge for managing equityinvested in market. The growing fund in the
investments. But in case of mutual fund reducesmarket is called as Net Asset Value (NAV). NAV
many inconveniences. The investors don’tis the market value of the securities held by the
actually own each security but instead, he ownsscheme. Since the price of the security is varies
shares of the mutual fund. The main benefit of athe NAV also vary. The net asset value per unit
mutual fund is that it provides a way for theis the market value of securities held divided by
investor to achieve diversification in histhe total number of the units outstanding.
investments without having to invest.Classification
Investment in mutual fund offers you multiOn the basis of the maturity period, a mutual
benefits and reduces time and cost consumingfund scheme can be classified into open-ended
effort. You may me wondering what the reasonscheme or close-ended scheme. An open-ended
for selecting a mutual fund is. It is simple; mutualfund or scheme is one that is available for
funds offer six large benefits over owning thesubscription and repurchase on a continuous basis.
stocks individually. Those benefits areThese schemes do not have a fixed maturity
diversification, professional fund management,period. The key feature of open ended scheme is
hedge against inflation, capital growth, liquidity andliquidity.
leverage for risk reduction through SystematicA close-ended fund or scheme has a stipulated
Investment Plan (SIP). To avail these benefits, thematurity period. This fund is open for subscription
investors need not invest much more, just Rs.only for a specific period at the time of launch.
5000 or even some mutual fund companies’Investors can invest in the scheme at the time of
offers below Rs. 1000.the initial public issue and thereafter they can buy
Diversification is the efficient allocation of funds insell the units of the scheme on the stock
various assets, it helps to reduce or minimize theexchanges where the units are listed.
risk. We this effort, the investors can reduceOn the basis of investment objective, a scheme
financial risk and business risk. By owing shares ofcan be classified as growth scheme, income
multiple companies, the fund value is notscheme and balanced scheme. The aim of growth
devastated if an individual company has attainedfunds is to provide capital appreciation over the
poor performance. Selecting securities, themedium to long-term. Such schemes normally
allocation of cash in securities, and timing ofinvest a major part of their corpus in equities.
purchase done by the fund manager. The fundSuch funds have comparatively high risks. These
manger has the training, time and the resourcesschemes provide different options to the
to make the best informed investment decisions.investors like dividend options, capital appreciation,
The professional fund management employs theetc. and the investors may choose an option
active strategy to preserve fund in market place.depending on their preferences.
This eliminates the investor anxiety in selectingThe income fund provides regular and steady
equity. If the market performance is fine, theincome to investors. Such schemes generally
yield for the MF investor is abundance. Theinvest in fixed income securities such as bonds,
investors are allowed to enter and exit any duringcorporate debentures, government securities and
the fund life if the fund is open-ended in nature.money market instruments. Thirdly balanced
The recent day development in systematicfunds provide both growth and regular income.
investment route fetches much attention of theApart from this money market funds provide
MF as well as all investors. It derives theeasy liquidity, preservation of capital and
advantage both in the uptrend and downtrend ofmoderate income. Some mutual fund
the market movement. In down trend there iscompanies’ floats NFOs on a particular sector
more in the form of units, while in uptrend moreor on concentrating a particular benchmark index
is the profit.of a stock exchange.
Some mutual fund providers now offer their