| Imagine the scenario where you could make an | | | | maturity of the investment. |
| investment that has the opportunity for growth in | | | | 2) Protection from creditors - As long as the |
| the financial markets and comes with a guarantee | | | | annuity contract has existed for at least two |
| that it won't lose money. No, this is not the stuff | | | | years, and estate taxes are not owed, the |
| of dreams. In the real world it is called a | | | | investment held in segregated funds is not |
| segregated fund and you can get one if you are | | | | accessible by creditors. Even if the account holder |
| a Canadian citizen. | | | | files for bankruptcy or faces other financial |
| Now, that we're all excited lets get right to it. | | | | difficulty the beneficiaries of the life insurance |
| Segregated funds are professionally managed | | | | have first rights to the annuity. |
| portfolios provided by insurance companies that | | | | 3) Liquidity - Investors can usually withdraw upto |
| have a guaranteed return on maturity or upon | | | | 10% of the investment amount each year |
| the death of the investor. The odd name is based | | | | without a penalty. If these funds are held in |
| on the fact that these funds are not part of the | | | | retirement accounts then this figure increases to |
| insurance company's assets but rather from a | | | | 20%. |
| separate pool of money dedicated to paying out | | | | 4) Estate Planning - The process of wealth |
| the holders of the policy. | | | | transfer is faster and cheaper because the |
| These funds are similar to mutual funds because | | | | investment in segragated funds is not subject to |
| they are professionally managed, offer | | | | probate. The funds go directly to the account |
| diversification, have a variety of different types | | | | holder or the beneficiary. |
| of focus to choose from, the profits are taxed | | | | As expected there a few disadvantages |
| unless these funds are held in a retirement | | | | associated with segregated funds: |
| account. The big difference is that segregated | | | | 1) The cost of investing is higher than that of |
| funds are variable annity contracts provided by | | | | mutual funds. |
| life insurance companies that usually guarantee a | | | | 2) Early redemptions above the limits usually have |
| return of at least 75% if held over a period of at | | | | penalties upto 6% in the first year but they |
| least 10 years. | | | | decrease by 1% in subsequent years to 0%. |
| Besides the guaranteed return there are a few | | | | 3) If you decide to change the area of |
| other benefits of segregated funds: | | | | investment there can be additional fees and there |
| 1) Reset options - Most segregated funds have | | | | is a limit on the number of times you can initiate |
| the option of 'resetting' the investment amount to | | | | such transfers. |
| include the gains made in the portfolio. Their | | | | Overall, segregated funds provide a great |
| usually a maximum number of increases | | | | investment opportunity for all with room for |
| permitted depending on the contract and also the | | | | growth and protection from losses. |
| increase in the amount could extend the date of | | | | |