Smart Investment for Beginners: Demystifying ETF (Exchange Traded Funds)

An ETF, or exchange-traded fund, is a basket of- More flexibility: ETF shares can be bought and
securities designed to replicate the performancesold during the day, similar to buying individual
of a stock, bond, or commodity index. Examplesstocks. On the other hand, we can only buy index
are QQQQ (Nasdaq), EWJ (MSCI Japan's index),funds based on the NAV (net asset value), which
and IGE (Goldman Sachs Natural Resourcesis calculated once a day after than market closes.
Index). In other words, its performance relies onAlso, there is normally a minimum investment
broad market trend and not the stock-pickingamount for index funds but not ETFs.
skills of individuals (could be good or bad). Each- Lower cost: For index funds, fund managers
ETF is listed on an exchange and is traded like anyhave to buy and sell the constituent stocks more
other stocks.frequently to have cash available for investors'
Why buy ETF?redemption (i.e. taking out their money). While for
ETF has pros and cons when compared withETF, there is basically no "managers" as the ETF
other financial products. Let's go over it one bysimply tracks the movement of the particular
one.index. Therefore, management fee is generally
1. ETF vs stockslower for ETF.
PROsCONs
- Better diversity: The greatest advantage of- A few index fund managers may waive the
ETFs over company stocks is diversity. Buyingtransaction commission for their funds. In this
ETF for the S&P Latin America Index, forcase the expense will be slightly lower than ETF.
example, is less risky than buying Telefonos de3. ETF vs mutual funds
Mexico alone.PROs
- Better exposure: In fact, we may find it quite- Same as above (index funds), except that
difficult to buy individual companies not listed in ourmutual funds are actively managed and thus incur
local market. ETF gives us an easy alternative.even more administration costs. This translates to
CONshigher management fees.
- Do more homework: When picking an ETF, weCONs
should have a general understanding of the- A few mutual funds manage to outperform
particular industry/region. What's good about it -their comparable ETFs, index funds and their
an economic recovery, an oil-rich region, or anpeers on a consistent basis based on their skills,
industry with high margin?expertise and knowledge in the particular area.
2. ETF vs index funds- If you are able to identify such a fund manager,
This is probably the most common questionthe mutual fund can give you a superior
because both ETF and index funds allow you toinvestment return. Be careful: for apple-to-apple
buy into a portfolio of securities without your owncomparison, make sure you pick the "after-fee"
active management. Here is my take on thereturn. And remember to read the small fonts
difference and the pros and cons:where the mutual funds bury the miscellaneous
PROsfees and restrictions!