Understanding Mutual Funds - Part III

Now you know what a mutual fund is and how itThe final rule is to look at consistency of
works from: Understanding Mutual Funds I &performance. All funds are required to disclose
II. It's time to choose your funds, whethertheir returns accurately so when researching try
investing on your own or within an employerto look for investments with a ten-year track
sponsored plan (i.e. a 401(k), 403(b), 457 or simplerecord or longer. Those that perform well against
IRA to name a few). You would think that thistheir index with a consistent manager are a
would be the longest article in the series but it'sdesirable trait.
just the opposite. By following a few simple rulesFor those of you willing to research the funds on
you will be able to simplify your choices and beyour own one of the best resources is on the
able choose a fund you are comfortable with.web at Yahoo! Finance. The easy to read pages
The first rule is to understand that very veryand straight presentation of mutual funds has
few funds outperform the market. This is not likebeen top-rated by Kiplingers. If you are looking to
picking an individual stock and hoping to get highcompare and contrast funds pick several and
returns quickly. Even expert stock-brokers fail tosearch the information that Yahoo has, it will help
do this most of the time. Mutual funds by designclarify differences in management style as well as
are supposed to lessen their risk throughexpenses. Also, going to that fund family's web
diversification so in most cases it's not feasible tosite is also a good way to get information on a
expect them to outperform the market by leapsparticular investment.
and bounds. However, there are funds that areYou can also always call an investment
consistent outstanding performers. For example,professional for advice as well. But one caveat:
the Dodge and Cox lineup of funds featurebeware of what are known as "proprietary
several that consistently outperform theirfunds". These are funds that are available only
respective indexes.through that company's brokerage. Company's
The second is to look for low expense ratios (seesuch as Smith Barney and Merrill Lynch often pay
Part II of the series) and try to keep them ashigher commissions to brokers that work for
close to 1% as possible. Expense ratios are onethem to sell such funds. Proprietary funds are
of the biggest reasons that a funds performanceeasy to pick out, they simply bear the name of
internally can be good but the ultimate returns tothe brokerage that sells them. If you consult with
you the investor are not stellar. Also remembersomeone who offers you these types of
that a sales load can also have a bearing on shortinvestments make sure that performance and
term investments so if you're in it for less thanexpense ratios are in line with your goals.
five years you may be better off in a no-loadBear in mind that investing in general has inherent
fund.market risk associated with it. This article is
The third rule is to look at turnover within a fundmeant for educational purposes and doesn't take
(the frequency of buying and selling of stock bythe place of professional advice or the information
the fund management). As a rule of thumb, fundscontained within a prospectus. This article does
with a turnover rate of 50% or less will tend tonot endorse or detract from any investment or
have better expense ratios. If you're afund family, always seek the advice of a
conservative investor, this is something you wantprofessional or read any prospectus before
to take a close look at.investing.