| ople have heard the term 'mutual funds' but few | | | | that will affect a stocks future from legislation to |
| have actually used this as an investment medium. | | | | competition and millions of things in between that |
| Most small investors however have a very limited | | | | aren't limited to technological advances and |
| understanding of mutual funds that goes | | | | scientific breakthroughs. Thus the higher risk |
| something like this a mutual fund is a pool of | | | | nature of this particular type of investment. |
| money invested in stocks or interest bearing | | | | Understanding NAV |
| instruments by those who are experts in the | | | | The first thing I should do here is explain what |
| field. I don't know about you but I would need a | | | | NAV stands for: the Net Asset Value of mutual |
| little more than this definition in order to invest | | | | funds. This value is declared on a daily basis and is |
| my hard earned money or stake my retirement | | | | the simple difference between assets and liabilities |
| on the word of one other person. The truth is | | | | of the fund at the end of each day. The value is |
| that many of those who invest in mutual funds | | | | explained per unit and this is how the purchase |
| experience very real gains as the result of their | | | | price of the units are determined. |
| venture. | | | | The Investment Decision |
| What Exactly is a Mutual Fund? | | | | With so many mutual funds on the market you |
| On a broad scope, mutual funds are an avenue in | | | | really need to study the funds you are considering |
| which you can invest a small amount of money | | | | before you take the plunge so to speak (as this is |
| with the potential of owning higher priced stocks | | | | definitely the opposite of your goal)? Seriously, |
| and bonds that would under other circumstances | | | | what parameters should you base your decision |
| only be available in large lots that you couldn't | | | | on? While there are no hard and fast rules when |
| afford on your own. The way in which this | | | | it comes to investing, the following advice might |
| happens is through many people pooling the | | | | point you in the right direction. |
| money to buy larger chunks of stock at lower | | | | The investors approach. It really helps when |
| prices. An example would be that the XYZ | | | | investing if you are a very self-aware type of |
| Widget Company has stocks trading at $10 per | | | | person. Knowing yourself helps you understand |
| share and you would like to invest $100 in this | | | | your intentions and establish proper goals for your |
| company. The problem is that XYZ Company has | | | | investment strategy. Knowing yourself also helps |
| a lot size of 1000 shares, which would cost | | | | you identify how much of a risk you are actually |
| $10,000. Mutual funds can pool together the $100 | | | | willing to take. If you are an aggressive investor |
| of 100 people in order to meet the minimum | | | | and are comfortable with the risks involved but |
| requirement. | | | | hoping for short run profits, you may wish to |
| Types of Mutual Funds | | | | take things one step further and go with sector |
| We have seen many evolutions in the stock | | | | specific funds. Just remember these are highly |
| market since its inception. Mutual funds have | | | | speculative and can bring big profits quickly but |
| lasted through many of the changes we have | | | | when the numbers begin to fall, they tend to fall |
| seen over time and show no real sign of faltering. | | | | equally fast, which can result in heavy losses. |
| Below you will find a brief description of the | | | | The Pedigree. As you study mutual funds you will |
| various types of mutual funds currently on the | | | | learn that the past can often forecast the future. |
| market. | | | | For example, the dot com crash wasn't a one |
| Equity Funds. These funds deal with equity shares | | | | size fits all fiasco. There were some stocks that |
| of corporations. They carry not only high risks but | | | | seemed slow and steady throughout who |
| also the opportunity for high rewards. Depending | | | | weathered the financial fallout of the overall |
| on the industry involved, these funds may be | | | | industry. Your fund manager will have a lot to do |
| sector oriented (technology funds will invest in | | | | with the profits and risks that you will accrue with |
| emerging technologies for example) or diversified | | | | your mutual fond. Conservative fund managers |
| meaning they consist of many funds from | | | | tend to invest slow and steady with minimal risks, |
| different sectors. | | | | they will not make aggressive trades even in |
| Debt Funds. As their name applies these funds | | | | sector specific funds. |
| deal primarily with debt-oriented mediums (those | | | | The age and size of the fund are other mitigating |
| that carry interest). These funds invest in | | | | factors when it comes to the decision making |
| Treasury Bills, bonds, and other government | | | | process. New funds may post heavy gains in the |
| papers. These investments are relatively low risk | | | | beginning but are often unable to stay the course |
| since there is a guaranteed return in the form of | | | | once the test of time steps in. It is best, |
| interest however the rewards are somewhat | | | | particularly for conservative investors to adopt a |
| limited as they are not based on market | | | | more cautious approach when dealing with new |
| movement. They are not 'fool proof' or risk free | | | | funds unless those managing the funds have a |
| but they are a very safe investment for the | | | | sterling reputation from previous work. |
| tortoise type of investor beginning early or those | | | | The Financials. The most important factor when |
| with a sizable nest egg not worth putting in too | | | | making decisions regarding whether or not to |
| much risk. | | | | invest in a Mutual Fund is the financial situation and |
| Balance Funds. These funds are perhaps the most | | | | forecast. Many things should go into your decision |
| interesting as they offer security along with a | | | | making process not the least of which are the |
| balanced diet of risk. With this type of investing | | | | past performance of a fund, the current trend of |
| you would set a predetermined ratio of investing | | | | earning, operating expenses, and entry or exit |
| (60% debt funds and 40% equity funds is a good | | | | loads. Each one of these factors is very important |
| safe ratio but it is up to the investor) and invest | | | | and none of them should be overlooked during |
| according to your comfort zone of risk and | | | | the decision making process. |
| security. This type of investing offsets the risk of | | | | Diversification. We have all been warned of the |
| equity investing while living a little on the edge in | | | | dangers that go along with putting all of your eggs |
| hopes of great payoffs down the road while | | | | into one basket and many learned this lesson the |
| enjoying the security of debt funds-literally | | | | hard way during the dot com crash of the |
| offering the best of both worlds to investors. | | | | nineties. Before investing in a fund you should take |
| Each of the types of investing mentioned above | | | | a moment to see exactly how diverse the fund |
| has pros and cons and the answer of which is the | | | | really is. You could always elect to invest some of |
| best is a question that only you can answer. This | | | | your money in one fund and other amounts of |
| is your retirement, future, nest egg, or kid's | | | | money elsewhere. I always recommend keeping |
| college fund so only you can decide what an | | | | some money invested in debt oriented funds |
| acceptable risk is. If you are willing to gamble | | | | rather than all monies invested in equity funds. |
| equity funds might be best, if you'd prefer a | | | | This allows some degree of security so that all is |
| surer bet, then debt funds might be best. If you | | | | not lost over a deal gone wrong. The benefit of a |
| have a little bit of adventure but don't want to | | | | diverse portfolio that invests in multiple sectors is |
| 'risk it all' then perhaps the balance fund is your | | | | that if one industry takes a huge hit you may be |
| best destination. | | | | able to cover your losses with the other items in |
| Price Determination | | | | your portfolio. |
| Once you have a basic understanding of the | | | | Monitoring. Contrary to popular belief, mutual fund |
| available options, the next step lies in | | | | investing isn't about making an investment and |
| understanding the price and how it is determined. | | | | leaving the rest to the experts. You must |
| The income of mutual funds is generally acquired | | | | continuously and constantly keep an eye towards |
| in the form of interest, dividends, and trading. In | | | | the bottom line in order to insure that your best |
| debt securities however interest income is all but | | | | interests are being served. No one is infallible, |
| assured. This is not the case when dealing with | | | | experts included. Follow the NAV reports on a |
| equity stocks and the dividend in these situations | | | | daily basis in order to protect your interests. |
| depends on the profits earned by the company | | | | Remember that no one is going to care for your |
| among other factors. | | | | interests quite the way you will. |
| When investing in debt funds it may be that your | | | | While the pointers mentioned above are on the |
| best interest would not be a mutual fund. If you | | | | mark they are by no means all inclusive. Investing |
| can afford the investment without the mutual | | | | in mutual funds is a gamble like any other kind of |
| fund you should determine which would be best | | | | investing. Be certain that you aren't risking more |
| for your situation. You want to choose the route | | | | than you are willing to loose but diligently guard |
| that will offer you the higher reward. Keep in mind | | | | what you do invest in hopes of avoiding loss. |
| that market trends do not carry quite the weight | | | | Ultimately, experience is the greatest teacher |
| when dealing with debt funds, as they will with | | | | when it comes to investing and some mistakes |
| equity funds. | | | | will simply need to be made in order to learn and |
| Equity funds offer trading that is based on the | | | | grow. We all make them and some are painful. |
| perception of the fund manager as to what the | | | | Hopefully the information above will help you |
| market is preparing to do and the current risks | | | | minimize your losses while maximizing your gains. |
| vs. the potential reward. There are many things | | | | |