Mutual Funds - An Introduction and Brief History

Each one of us does not have the expertise orMagt, which meant "Unity Creates Strength".
the time to build and manage an investmentThe fund had many features that attracted
portfolio. There is an excellent alternative availableinvestors:
- mutual funds.- It had an embedded lottery.
A mutual fund is an investment intermediary by- There was an assured 4% dividend, which was
which people can pool their money and invest itslightly less than the average rates prevalent at
according to a predetermined objective.that time. Thus the interest income exceeded the
Each investor of the mutual fund gets a share ofrequired payouts and the difference was
the pool proportionate to the initial investmentconverted to a cash reserve.
that he makes. The capital of the mutual fund is- The cash reserve was utilized to retire a few
divided into shares or units and investors get ashares annually at 10% premium and hence the
number of units proportionate to their investment.remaining shares earned a higher interest. Thus
The investment objective of the mutual fund isthe cash reserve kept increasing over time -
always decided beforehand. Mutual funds invest infurther accelerating share redemption.
bonds, stocks, money-market instruments, real- The trust was to be dissolved at the end of 25
estate, commodities or other investments oryears and the capital was to be divided among
many times a combination of any of these.the remaining investors.
The details regarding the funds' policies,However a war with England led to many bonds
objectives, charges, services etc are all available indefaulting. Due to the decrease in investment
the fund's prospectus and every investor shouldincome, share redemption was suspended in 1782
go through the prospectus before investing in aand later the interest payments were lowered
mutual fund.too. The fund was no longer attractive for
The investment decisions for the pool capital areinvestors and faded away.
made by a fund manager (or managers). TheAfter evolving in Europe for a few years, the idea
fund manager decides what securities are to beof mutual funds reached the US at the end if
bought and in what quantity.nineteenth century. In the year 1893, the first
The value of units changes with change inclosed-end fund was formed. It was named the
aggregate value of the investments made by the"The Boston Personal Property Trust."
mutual fund.The Alexander Fund in Philadelphia was the first
The value of each share or unit of the mutualstep towards open-end funds. It was established
fund is called NAV (Net Asset Value).in 1907 and had new issues every six months.
Different funds have different risk - rewardInvestors were allowed to make redemptions.
profile. A mutual fund that invests in stocks is aThe first true open-end fund was the
greater risk investment than a mutual fund thatMassachusetts Investors' Trust of Boston.
invests in government bonds. The value of stocksFormed in the year 1924, it went public in 1928.
can go down resulting in a loss for the investor,1928 also saw the emergence of first balanced
but money invested in bonds is safe (unless thefund - The Wellington Fund that invested in both
Government defaults - which is rare.) At thestocks and bonds.
same time the greater risk in stocks alsoThe concept of Index based funds was given by
presents an opportunity for higher returns. StocksWilliam Fouse and John McQuown of the Wells
can go up to any limit, but returns fromFargo Bank in 1971. Based on their concept, John
government bonds are limited to the interest rateBogle launched the first retail Index Fund in 1976.
offered by the government.It was called the First Index Investment Trust. It
History of Mutual Funds:is now known as the Vanguard 500 Index Fund. It
The first "pooling of money" for investments wascrossed 100 billion dollars in assets in November
done in 1774. After the 1772-1773 financial crisis, a2000 and became the World's largest fund.
Dutch merchant Adriaan van Ketwich invitedToday mutual funds have come a long way.
investors to come together to form anNearly one in two households in the US invests in
investment trust. The goal of the trust was tomutual funds. The popularity of mutual funds is
lower risks involved in investing by providingalso soaring in developing economies like India.
diversification to the small investors. The fundsThey have become the preferred investment
invested in various European countries such asroute for many investors, who value the unique
Austria, Denmark and Spain. The investmentscombination of diversification, low costs and
were mainly in bonds and equity formed a smallsimplicity provided by the funds.
portion. The trust was names Eendragt Maakt