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Sanity Check - Buying a Business

In the business broker community there is anumber as .20 amount to represent 20% or .06
review process that helps a buyer determineto represent 6% ROI. This is an annual return
if a business purchase makes sense or not.on  invested  money.
This check can be done by a Fortune 500
company where everything is figured down toOnce you have a percentage return on your
the penny and takes 1000 hours of research orinvestment we need to multiply it by the Cash
it can be done by a small main street shoprequirement in order to come up with a dollar
buyer who figures it out in 1 hour. Each itemamount return needed. This restated is
in this review process requires a decision.Dollars invested x percentage (stated as a
This decision can be based on extensivedecimal)  =  Dollar  return  on  investment.
research  or  just  on  a  reasonable  guess.
Examples:
The beauty of this process is; how long you
want to spend on doing this activity is1) Investment of $50,000.00 @ 6% Return on
totally up to you. As we review this process,Investment (ROI) would be calculated as
I will explain the variables of this systemfollows: $50,000.00 X .06 = $3,000.000
so you can make the necessary decisions where(Dollars  return  on  investment)
needed. Remember, this is only a tool to
help you make decisions about a business2) Investment of $50,000.00 @ 20% Return on
purchase; it is not a sure-fire foolproofInvestment (ROI) would be calculated as
system. I will just lay it out for you andfollows: $50,000.00 X .20 = $10,000.00
you make your own decision as to the validity(Dollars  return  on  investment)
of this formula for analyzing a business
purchase  that  you  may  want  to  make.Debt Service: The reason we need this number
is because this is a financial expense of
The Sanity check requires two mathematicalowning a business. It is not an operating
formulas, which require dollar amounts orexpense of the daily business operations but
other numbers to be entered in each formula.if you have debt, in your business, you must
The math is calculated and then the resultsbe able to make the payments, out of the
are compared against the purchase price. Ifbusiness operations profit. Usually this
it doesn't work out the way you wanted, youpayment is mostly interest and a smaller
have the option of then going back and changeportion is the principal reduction of the
some of the numbers and do the calculation aloan  balance.
second  time.
Most professionals deduct the whole payment
The  two  formulas  are:when doing this analysis, because the
business must generate enough profit to make
1. SP  +  WC  -  BF  =  CRthe whole payment. My personal preference is
to just deduct the interest portion and to
Sale Price + Working Capital - Borrowed Fundsadd the principal portion of the payment to
=  Cash  Requirementworking capital amount needed. This counts as
more money being put into the business just
2. SDE - FMW (FO) - DS - ROI = Extra Profitlike financing inventory and/or accounts
Lossreceivables.
Sellers Discretionary Earnings - Fair MarketFor simple one-hour analyses it is not worth
Wage (for the owner) - Debt Service - Returnsplitting up the payment. In the case of a
on Investment (Cash Requirement x Interestvery large principal reduction payment it
rate -Stated as a Percentage) = Extra Profitcould be unreasonable to not split it up. It
Lossis up to you. You can always try it both
ways, since this is a process to raise your
Since each item in the formula needs to haveunderstanding, not to come up with a fixed
a dollar amount determined, we will defineanswer of, yes! It is a buy or no! It is not
the terms and then discuss how the dollara  buy.
amount  is  derived  at.
Fair Market Wages: This is an amount that
Terms  Definition:the new or old owner would be paid, if he
were an employee not the owner. If the owner
Sale Price: The price that is being asked forwere the company salesman and also the
the business or the price the buyer iscompany bookkeeper working a total 60 hours a
thinking of offering. Depending on when youweek, a reasonable salary would have to be
do this analysis. If you are trying todetermined for each job. As an example only,
determine an asking price you would calculatelet's say that an outside salesman, in your
all the other numbers in these two formulasindustry, could make $40,000 per year. And a
to determine what should be your offeringbookkeeper usually charges $15 per hour. The
price. We will do examples to make this clearsalesman might very well work 50 hours at
later  in  this  article.this job to earn this salary. If a
bookkeeper would work 10 hours per week doing
Working Capital: The short-term assets minusthe bookkeeping that would mean 520 hours per
the short-term liabilities are the accountingyear (10 hours x 52) times $15.00 per hour
definition. The simple explanation would bewhich comes to $7800 per year for the
the amount of money necessary to be investedbookkeeper. The two Fair Market Salaries
by the buyer to run the daily operations ofwould  come  to  $47,800  ($40,000 + $7,800).
the business, once purchased. This would
include monies tied up in inventory, andSometimes the market salaries are not so easy
accounts receivables. Money invested to payto figure. Let's take an owner who owns a
the landlord's or utility company's deposits.99-cent discount type store. This shopkeeper
Also included is the money spent on theworks 70 hours per week behind a counter in
business purchase to cover the loanthe store. You can hire a counter person for
origination costs and purchase escrow fees$7.00 per hour so this becomes (70 hrs x
when buying the business. It is the total$7.00  per  hour  x  52  weeks).
funds invested into the business to keep it
running. The down payment given to the sellerThen you start discussing that this $7.00 per
is not part of this number, since it ishour counter person would not be able to do
included  as  a  separate  item.the buying. You might want to figure a
purchasing agent's salary. This can be done
Calculation  notes:or you can just do simple numbers, leaving
the salary only based on a counter person's
1. Cost of inventory: $_________________ (+)wages.
2. Accounts receivable: $_________________DOING  THE  MATH
(+)
By now you have the information to come up
3.  Landlord deposit: $_________________ (+)with numbers to put into the formula. Let us
create a scenario. This was a transmission
4.  Utility Deposits: $_________________ (+)shop. The customers pay COD-upon pick up of
the car. The parts inventory is from old
5. Escrow fees to purchase:transmissions and show on the books as worth
$_________________ (+)nothing. The seller-owner is asking $75,000
for this business that he is able to takes
6. Loan origination costs: $_________________out $50,000 in profit or benefits. In an
(+)interview, the owner mentioned that if a
buyer will put $40,000 as a down payment he
7. Short term liabilities* $would carry the $35,000 balance at 5%
_________________ (--)interest for 5 years. By observation, we can
see that the current owner sits in the office
Total  Working  Capital  $_________________and does the bookkeeping, orders parts and
makes bank deposits. He has a manager who
* Short-term liabilities are defined asbids jobs and handles production. No one is
liabilities that are to be paid off within 1going out and calling on prospective
year - accounts payables and the part of anybusiness, which is one thing the owner should
notes payable that are to be paid within 1be doing with his time, but he is not doing.
year.Let's go through what the numbers are with
this  example.
Borrowed Funds: The loan made for a business
purchase from a bank or private party. TheMath Formula #1: Sale Price + Working Capital
private party can be the seller or some-  Borrowed  Funds =  Cash  Requirement
friend or relative who might be willing to
make a loan. This is borrowed money that mustSales  Price:  $75,000
be paid back to someone at some time in the
future.Working Capital: The business requires
$10,000 cash infusion upon close of escrow,
Cash Requirement: This is the invested cashmostly to pay the landlords deposits and
required to both buy a business, and workingstart  a  new  marketing  campaign.
capital-to run the business. The amount of
cash needed to make the business purchase andBorrowed  Funds:  $35,000
run the operations of the business after
deducting all borrowed funds, regardless ofSo, the calculation for formula #1 looks like
source.this:
Sellers Discretionary Earnings / Owners TotalSales  Price:  $75,000
Benefits: This is the total of all the
non-business related benefits going to aWorking  Capital  (+)  $10,000
business owner or his family on an annual
basis that have been paid for, by theBorrowed  Funds  (-)  $35,000
business. Included in this is definition are
taxable profit from operations, unreported=Cash  Requirement: $50,000.00
cash income, owners salary, salaries to
non-working family members, any amount overMath Formula #2: Sellers Discretionary
the fair market value of salaries paid toEarnings - Fair Market Wages For Owner - Debt
working family members, family auto expenses,Service - Return on Investment (Cash
family telephone, family office expenses,Requirement x Percentage) = Extra Profit
health and life insurance for any or allLoss
family members, pension plan/ profit sharing
contributions paid for the benefit of familySeller Discretionary Earnings in this case
members. This can also be stated as theis,  let  us  say,  $50,000.00.
reason why most people go to work everyday;
they  get  family  support  for  working.Fair Market Wage: You can calculate what you
consider fair or you can put all of the other
Calculation  notes:numbers into the equation and see what is
left for salary. If you like the salary you
1. Taxable profit from operationbuy the business, if not you do not. If we
$_________________ (+)were to calculate what the owner's salary
should be I would not pay much for what he
2.  Cash  $_________________ (+)does. Even though he puts in 50 hours a week
he really only works 15 hours a week of true
3.  Owners  Salary  $_________________ (+)production. I am figuring 5 hours for
bookkeeping and banking and 10 hours for
4. Salaries of non-working family membersordering parts and answering phone calls. At
$_________________ (+)$15.00 per hour he is earning $225.00 a week
($15.00 x 15 hours) and that multiplied times
5. Amount over the fair market value of52  weeks  comes  to  $11,700  per  year.
wagesof working Family members
$_________________ (+)Debt Service: My financial calculator says
that if you borrow $40,000 for 5 years (60
6. Family Auto Expenses $_________________months) at 5% and the balance at the end of
(+)the 60-month is zero, the monthly payments
come to $660.49. Since the formula requires
7. Family Telephone Expenseyearly figures we multiply by 12 and get
$_________________ (+)$7,925.92. Most of this payment is principal
reduction but we are going to just deduct all
8. Family Office Expense $_________________of the payment as is generally accepted in
(+)the  industry.
9.  Health  and  Life  insurance  ofReturn on Investment: We are going to use the
20% figure we discussed above. Formula one
Any/all family members $_________________determined that $50,000 was needed as an
(+)investment which is multiplied by 20% (.20) =
$10,000  per  year  return  on  investment.
10. Pension plan/profit share family members
$_________________ (+)Formula #2 (Sellers Discretionary Earnings -
Fair Market Wages (For Owner) - Debt Service
Total Seller Discretionary Earnings:- Return on Investment (Cash Requirement x
$_________________Percentage) = Extra Profit/Loss) would the
look  like  this:
Return on Investment: We need to have this
stated as a dollar amount in Formula two. ROISeller  Discretionary  Earnings:  $50,000.00
is  calculated  as  follows:
-  Fair  Market  Wages:  $11,700.00  (-)
Cash Requirement X "a Percent" - the greater
the  risk,  the  higher  the  percent-  Debt  Service:  $ 7,925.00  (-)
First we must determine what the interest-  Return  on  investment:  $10,000.00  (-)
rate return we wish on our investment. This
is a very subjective percentage and a change=  Extra  Profit/Loss:  $20,375.00
in this number can change the whole result of
this analysis. If it is of any help, manyThis means that after deducting from the
financial investors in "Corporate America"income, wages, financing costs and a return
feels they need to get a 20% return on theiron your cash investment the business still
invested capital. Companies do not alwaysgenerates $20,375 more profit. Now would you
make money and therefore the possible losesbuy this business under these circumstances?
are built into the ROI. Some of the reasonsIt would appear, yes! Of course this is based
are: companies are bought and go broke,on a few assumptions, which might not be
overseas competitions causing expectations oftrue.  Let's  look  at  them  again.
growth and income not to be met, and lastly
government regulations periodically closeThe owner is only working 15 hours a week or
whole industries. These are just some of thehe is only doing 15 hours of real work even
many  risks  involved  in  owning a business.though he is sitting around all day. The
other assumption is that a 20% return on your
Putting your money in a bank has little risk,investment is a sufficient return for the
because the Federal Government insures yourrisk.
deposits in the bank. The stock market has a
lot of risk that many people do not fullyWe can also consider that if the new owner
understand, causing them to accept a longputs in an extra 25 hours a week doing
term ROI of 10-13% from mutual fundproductive sales the business should be able
investments. A 95% drop in stock prices liketo afford to pay him another $20,375 for the
the stocks or what happened when we had thefirst year. It would appear that if the sales
oil embargo in 1992 are indications that thework was done then the profit should greatly
stock market can be a much higher risk thanincrease in the second year or maybe even the
people  realize.second  month.
I personally feel that owning your ownConclusion:
business and buying real estate are much
lower risks, providing a much higher return.This is a tool to help you analyze a
The proof of this can be found in the numberbusiness. It is not the end-all of a business
of people who got rich in real estate and theappraisal or evaluation. This is just a tool
over 25 million small business owners acrossto help increase your understanding of a
this  country.business's value that you may be seeking to
purchase. Have fun with it.
Figure out what ROI you want and insert this



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